SEC Form 4 · accession 0001225208-15-010901
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Massimo Covezzi
Officer — SVP Research & Development
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2,F3 | May 1, 2015 | S | 14,353 | $104.448 | D | 32,913 | D | |
| Class A ordinary sharesF1,F4,F3 | May 1, 2015 | S | 15,647 | $103.7232 | D | 17,266 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2015.
- F2This transaction was executed in multiple trades at prices ranging from $104.10 to $105.02. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 1,216 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan on February 17, 2015 that vest on February 17, 2018.
- F4This transaction was executed in multiple trades at prices ranging from $103.10 to $104.07. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.