SEC Form 4/A · accession 0001225208-15-008280
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bhavesh V. Patel
Officer — Chief Executive Officer
Period of report
Feb 17, 2015
Accepted (ET)
Mar 19, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | F | 140 | $89.94 | D | 224,272 | D | |
| Class A ordinary sharesF3,F2 | Feb 17, 2015 | F | 2,711 | $89.94 | D | 221,561 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares required to satisfy tax withholding obligations in connection with the vesting of 342 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F2Includes 194,736 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 99,310 granted on April 30, 2010 that vest on April 30, 2015; 875 granted on February 20, 2014 that vest on February 20, 2017; 9,456 granted on January 12, 2015 that vest on January 12, 2016; 14,183 granted on January 12, 2015 that vest on January 12, 2017; 23,638 granted on January 12, 2015 that vest on January 12, 2018; 23,637 granted on January 12, 2015 that vest on January 12, 2019; 23,637 granted on January 12, 2015 that vest on January 12, 2020 and 19,110 RSUs reported on this Form 4 that vest on February 17, 2018.
- F3Represents shares required to satisfy tax withholding obligations in connection with the vesting of 6,669 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.
Remarks
The Form 4 filed on February 19, 2015 disclosed a number of shares withheld for taxes in connection with the vesting of qualified performance-based stock grants, which have been adjusted in this Amendment to appropriately disclose the number of shares actually withheld. An aggregate of 2 additional shares from that previously reported were actually withheld. The beneficial ownership amounts have been adjusted accordingly.