SEC Form 4/A · accession 0001225208-15-008278
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Samuel L. Smolik
Officer — VP HSE
Period of report
Feb 17, 2015
Accepted (ET)
Mar 19, 2015 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | A | 2,344 | $0.00 | A | 41,784 | D | |
| Class A ordinary sharesF3,F4 | Feb 17, 2015 | F | 34 | $89.94 | D | 42,726 | D | |
| Class A ordinary sharesF5,F4 | Feb 17, 2015 | F | 646 | $89.94 | D | 42,080 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 28, 2012 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F2Includes 37,379 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 1,610 granted on April 30, 2010 that vest on April 30, 2015 and 35,769 granted on April 30, 2010 that vest on April 30, 2015.
- F3Represents shares required to satisfy tax withholding obligations in connection with the vesting of 121 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F4Includes 37,379 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 1,610 granted on April 30, 2010 that vest on April 30, 2015; 35,769 granted on April 30, 2010 that vest on April 30, 2015 and 855 RSUs reported on this Form 4 that vest on February 17, 2018.
- F5Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,344 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.
Remarks
This Form 4 corrects the number of shares acquired by the Reporting Person, which was 2,344 and not 2,334 as reported on the Form 4 filed on February 19, 2015. Additionally, the Form 4 filed on February 19, 2015 disclosed a number of shares withheld for taxes in connection with the vesting of qualified performance-based stock grants, which have been adjusted in this Amendment to appropriately disclose the number of shares actually withheld. An aggregate of 8 fewer shares from that previously reported were actually withheld. The beneficial ownership amounts have been adjusted accordingly.