SEC Form 4/A · accession 0001225208-15-008272
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | A | 6,981 | $0.00 | A | 74,857 | D | |
| Class A ordinary sharesF3 | Feb 17, 2015 | A | 4,281 | $0.00 | A | 79,138 | D | |
| Class A ordinary sharesF4,F3 | Feb 17, 2015 | A | 357 | $0.00 | A | 79,495 | D | |
| Class A ordinary sharesF5,F3 | Feb 17, 2015 | F | 98 | $89.94 | D | 79,397 | D | |
| Class A ordinary sharesF6,F3 | Feb 17, 2015 | F | 1,910 | $89.94 | D | 77,487 | D |
Table II — derivative securities
Explanation of responses
- F1Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 28, 2012 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F2Includes 58,727 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 364 granted on December 11, 2012 vest on February 28, 2015; 4,137 granted on June 2, 2011 vest on June 2, 2016; 3,921 granted on February 28, 2012 vest on February 28, 2017; 3,060 granted on February 20, 2014 vest on February 20, 2017; 3,008 granted on February 12, 2013 that vest on February 12, 2018; 4,424 granted on January 21, 2015 that vest on January 21, 2016; 6,636 granted on January 21, 2015 that vest on January 21, 2017; 11,059 granted on January 21, 2015 that vest on January 21, 2018; 11,059 granted on January 21, 2015 that vest on January 21, 2019 and 11,059 granted on January 21, 2015 that vest on January 21, 2020.
- F3Includes 63,008 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 364 granted on December 11, 2012 vest on February 28, 2015; 4,137 granted on June 2, 2011 vest on June 2, 2016; 3,921 granted on February 28, 2012 vest on February 28, 2017; 3,060 granted on February 20, 2014 vest on February 20, 2017; 3,008 vest on February 12, 2018; 4,424 granted on January 21, 2015 that vest on January 21, 2016, 6,636 granted on January 21, 2015 that vest on January 21, 2017, 11,059 granted on January 21, 2015 that vest on January 21, 2018, 11,059 granted on January 21, 2015 that vest on January 21, 2019; 11,059 granted on January 21, 2015 that vest on January 21, 2020 and 4,281 RSUs reported on this Form 4 that vest on February 17, 2018.
- F4Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on December 11, 2012, pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F5Represents shares required to satisfy tax withholding obligations in connection with the vesting of 357 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F6Represents shares required to satisfy tax withholding obligations in connection with the vesting of 6,981 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.
Remarks
The Form 4 filed on February 19, 2015 disclosed a number of shares withheld for taxes in connection with the vesting of qualified performance-based stock grants, which have been adjusted in this Amendment to appropriately disclose the number of shares actually withheld. An aggregate of 9 additional shares from that previously reported were actually withheld. The beneficial ownership amounts have been adjusted accordingly. Additionally, this Amendment is being filed to correct typographical errors in footnotes 2 and 3 of the Original Form 4. There are no changes or amendments to the transactions in the line items in Table I itself under transaction code A. Such line items are being re-reported for the sole purpose of accessing the filing system. For line items under transaction code F, see previous remark.