SEC Form 4 · accession 0001225208-15-006595

LyondellBasell Industries N.V. · LYB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Feb 28, 2015

Accepted (ET)

Mar 3, 2015 · 5:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001489393

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A ordinary shares^F1	Feb 28, 2015	F	381	$85.91	D	46,998	D
Class A ordinary shares^F1	Mar 2, 2015	M	26,801	$60.51	A	73,799	D
Class A ordinary shares^F1	Mar 2, 2015	M	4,199	$44.00	A	77,998	D
Class A ordinary shares^F2,F1	Mar 2, 2015	S	4,199	$87.7571	D	73,799	D
Class A ordinary shares^F2,F1	Mar 2, 2015	S	26,801	$87.7571	D	46,998	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Opt - Stock Option^F3	$60.51	Mar 2, 2015	M	26,801	D	—	Feb 12, 2023	Class A ordinary shares	26,801	13,400	D
Opt - Stock Option^F4	$44.00	Mar 2, 2015	M	4,199	D	—	Feb 28, 2022	Class A ordinary shares	4,199	49,491	D

F1Includes 31,163 restricted stock units granted pursuant to the issuer's long-term incentive plan; 8,676 granted on October 17, 2011 that vest on October 17, 2016; 9,811 granted on February 28, 2012 that vest on February 28, 2017; 7,348 granted on February 12, 2013 that vest on February 12, 2018 and 5,328 granted on February 20, 2014 that vest on February 20, 2017.
F2This transaction was executed in multiple trades at prices ranging from $85.63 to $85.87. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
F4Granted pursuant to the issuer's long term incentive plan. The option was originally granted on February 28, 2012 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.