SEC Form 4 · accession 0001225208-15-004791
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence C Somma
Officer — Vice President and Treasurer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 17, 2015 | A | 828 | $0.00 | A | 2,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $89.94 | Feb 17, 2015 | A | 3,042 | A | — | Feb 17, 2025 | Class A ordinary shares | 3,042 | 3,042 | D |
Explanation of responses
- F1Includes 1,522 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 851 granted on February 20, 2014 vest on February 20, 2017 and 671 granted on October 7, 2013 vest on October 7, 2018 and 828 RSUs reported on this Form 4 that vest on February 17, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.