SEC Form 4 · accession 0001225208-15-004777
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Craig B. Glidden
Officer — EVP & Chief Legal Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | A | 14,341 | $0.00 | A | 260,523 | D | |
| Class A ordinary sharesF3,F2 | Feb 17, 2015 | A | 732 | $0.00 | A | 261,255 | D | |
| Class A ordinary sharesF4,F2 | Feb 17, 2015 | F | 229 | $89.94 | D | 261,026 | D | |
| Class A ordinary sharesF5,F2 | Feb 17, 2015 | F | 4,488 | $89.94 | D | 256,538 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 28, 2012 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F2Includes 238,581 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 201,716 granted on April 30, 2010 that vest on April 30, 2015; 3,687 granted on January 21, 2015 that vest on January 21, 2016; 5,530 granted on January 21, 2015 that vest on January 21, 2017; 9,216 granted on January 21, 2015 that vest on January 21, 2018; 9,216 granted on January 21, 2015 that vest on January 21, 2019 and 9,216 granted on January 21, 2015 that vest on January 21, 2020.
- F3Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on December 11, 2012, pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F4Represents shares required to satisfy tax withholding obligations in connection with the vesting of 732 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F5Represents shares required to satisfy tax withholding obligations in connection with the vesting of 14,341 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.