SEC Form 4 · accession 0001225208-15-004775
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Allen Jr.
Officer — VP Finance
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Feb 17, 2015 | A | 870 | $0.00 | A | 5,343 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $89.94 | Feb 17, 2015 | A | 3,194 | A | — | Feb 17, 2025 | Class A ordinary shares | 3,194 | 3,194 | D |
Explanation of responses
- F1Includes 4,473 restricted stock units ("RSU") granted pursuant to the issuer's long-term incentive plan: 875 granted on February 20, 2014 that vest on February 20, 2017; 2,450 granted on January 28, 2013 that vest on January 28, 2018 and 1,148 granted on February 12, 2013 that vest on February 12, 2018 and 870 RSUs reported on this Form 4 that vest on February 17, 2018.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,066 vest on February 17, 2016, 1,064 vest on February 17, 2017 and 1,064 vest on February 17, 2018.