SEC Form 4 · accession 0001225208-15-001895
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin W. Brown
Officer — EVP - Manufacturing & Refining
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jan 21, 2015 | A | 14,746 | $81.38 | A | 208,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $81.38 | Jan 21, 2015 | A | 35,461 | A | — | Jan 21, 2025 | Class A ordinary shares | 35,461 | 35,461 | D |
Explanation of responses
- F1Includes 134,658 restricted stock units granted pursuant to the issuer's long-term incentive plan on April 30, 2010 that vest on April 30, 2015. The 14,746 RSUs reported on this Form 4 vest as follows: 10% vest on January 21, 2016, 15% vest on January 21, 2017, 25% vest on January 21, 2018, 25% vest on January 21, 2019 and 25% vest on January 21, 2020.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10% vest on January 21, 2016, 15% vest on January 21, 2017, 25% vest on January 21, 2018, 25% vest on January 21, 2019 and 25% vest on January 21, 2020.