SEC Form 4 · accession 0001225208-15-001347
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhavesh V. Patel
Officer — Chief Executive Officer
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jan 12, 2015 | A | 94,551 | $76.15 | A | 198,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Opt - Stock OptionF2 | $76.15 | Jan 12, 2015 | A | 227,058 | A | — | Jan 12, 2025 | Class A ordinary shares | 227,058 | 227,058 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 99,310 granted on April 30, 2010 that vest on April 30, 2015 and 875 granted on February 20, 2014 that vest on February 20, 2017. The 94,551 RSUs reported on this Form 4 vest as follows: 9,456 vest on January 12, 2016, 14,183 vest on January 12, 2017, 23,638 vest on January 12, 2018, 23,637 vest on January 12, 2019 and 23,637 vest on January 12, 2020.
- F2Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 22,706 vest on January 12, 2016, 34,059 vest on January 12, 2017, 56,765 vest on January 12, 2018, 56,764 vest on January 12, 2019 and 56,764 vest on January 12, 2020.