SEC Form 5 · accession 0001489137-16-000092
Molycorp, Inc. · MCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell David Ball
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | M | 228 | $0.00 | A | 16,219 | D | |
| Common StockF1 | Dec 1, 2015 | M | 292 | $0.00 | A | 16,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Sep 1, 2015 | M | 228 | D | — | — | Common Stock | 228 | 81,685 | D |
| Restricted Stock UnitsF4,F2,F3 | — | Dec 1, 2015 | M | 292 | D | — | — | Common Stock | 292 | 81,393 | D |
Explanation of responses
- F1The Reporting Person has deferred the receipt of these shares of the Issuer's common stock until the Reporting Person's separation from service as a director of the Issuer.
- F2Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock.
- F3These RSUs vested on the third anniversary of the original grant date and are payable in the Issuer's common stock after the Reporting Person's separation from service as a director of the Issuer, as elected by the Reporting Person.
- F4This total number of RSUs includes previously-granted RSUs with different vesting and payment terms.