SEC Form 5 · accession 0001489137-16-000091
Molycorp, Inc. · MCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Kristoff
Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | M | 418 | $0.00 | A | 521,945 | D | |
| Common StockF1 | Dec 1, 2015 | M | 536 | $0.00 | A | 522,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Sep 1, 2015 | M | 418 | D | — | — | Common Stock | 418 | 82,115 | D |
| Restricted Stock UnitsF4,F2,F3 | — | Dec 1, 2015 | M | 536 | D | — | — | Common Stock | 536 | 81,579 | D |
Explanation of responses
- F1The Reporting Person has deferred the receipt of these shares of the Issuer's common stock until the Reporting Person's separation from service as a director of the Issuer.
- F2Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock.
- F3These RSUs vested on the third anniversary of the original grant date and are payable in the Issuer's common stock after the Reporting Person's separation from service as a director of the Issuer, as elected by the Reporting Person.
- F4This total number of RSUs includes previously-granted RSUs with different vesting and payment terms.