SEC Form 4 · accession 0001489137-15-000039
Molycorp, Inc. · MCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Henry
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | M | 2,310 | $0.00 | A | 2,333 | D | |
| Common Stock | holding | — | — | — | 1,410 | I | By spouse's trust | |
| Common Stock | holding | — | — | — | 133,166 | I | By Reporting Person's trust | |
| Common Stock | holding | — | — | — | 2,517 | I | By non-issuer 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jun 1, 2015 | M | 2,310 | D | — | — | Common Stock | 2,310 | 39,854 | D |
| 5.50% Convertible Senior Notes due 2018F4 | — | holding | — | — | — | — | — | Common Stock | 365,000 | 365,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's common stock.
- F2These RSUs vested on the third anniversary of the original grant date and are payable in the Issuer's common stock.
- F3This total number of RSUs includes previously-granted RSUs with different vesting and payment terms.
- F4The 5.50% Convertible Senior Notes due 2018 (the "Notes") are convertible at any time prior to the close of business on the second scheduled trading day immediately preceding February 1, 2016. The conversion rate for the Notes is initially 138.8889 shares of Issuer common stock per $1,000 principal amount of Notes (equivalent to an initial conversion price of $7.20 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes.