SEC Form 4 · accession 0001489096-17-000066
Thermon Group Holdings, Inc. · THR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Sorrentino
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 5, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2017 | A | 772 | $0.00 | A | 29,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.20 | holding | — | — | — | May 4, 2011 | Oct 27, 2020 | Common Stock | 16,358 | 16,358 | D |
Explanation of responses
- F1Award pursuant to Issuer's Non-Employee Director Compensation Program.
- F2Options vested and became exercisable in connection with the Issuer's initial public offering.