SEC Form 4 · accession 0001489096-16-000108
Thermon Group Holdings, Inc. · THR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Thames
Officer — Chief Operating Officer
Period of report
Jul 30, 2015
Accepted (ET)
Jan 13, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489096
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jul 30, 2015 | A | 5,785 | A | Jul 30, 2016 | Jul 30, 2018 | Common Stock | 5,785 | 5,785 | D |
| Performance UnitsF2 | $0.00 | Jul 30, 2015 | A | 11,676 | A | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 11,676 | 11,676 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | Apr 26, 2016 | Apr 26, 2016 | Common Stock | 17,500 | 17,500 | D |
Explanation of responses
- F1On July 31, 2015, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- F2On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- F3On April 27, 2015, the reporting person was granted a restricted stock unit award vesting on the first anniversary of the award.