SEC Form 4 · accession 0001489096-16-000106
Thermon Group Holdings, Inc. · THR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey DeMartino
Officer — SVP - Corporate Development
Period of report
Jul 30, 2015
Accepted (ET)
Jan 13, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | M | 455 | $0.00 | A | 941 | D | |
| Common StockF2 | Jul 30, 2015 | F | 124 | $24.13 | D | 817 | D | |
| Common StockF1 | Aug 19, 2015 | M | 667 | $0.00 | A | 1,484 | D | |
| Common StockF2 | Aug 19, 2015 | F | 182 | $23.25 | D | 1,302 | D | |
| Common StockF1 | Sep 9, 2015 | M | 869 | $0.00 | A | 2,171 | D | |
| Common StockF2 | Sep 9, 2015 | F | 237 | $21.80 | D | 1,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Jul 30, 2015 | A | 4,132 | A | Jul 30, 2016 | Jul 30, 2018 | Common Stock | 4,132 | 4,132 | D |
| Performance UnitsF4 | $0.00 | Jul 30, 2015 | A | 8,340 | A | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 8,340 | 8,340 | D |
| Restricted Stock UnitsF5 | $0.00 | Jul 31, 2015 | M | 455 | D | Jul 31, 2015 | Jul 31, 2017 | Common Stock | 455 | 912 | D |
| Restricted Stock UnitsF6 | $0.00 | Aug 19, 2015 | M | 667 | D | Aug 19, 2014 | Aug 19, 2016 | Common Stock | 667 | 667 | D |
| Restricted Stock UnitsF7 | $0.00 | Sep 9, 2015 | M | 869 | D | Sep 9, 2015 | Sep 9, 2017 | Common Stock | 869 | 1,740 | D |
| Performance UnitsF8 | $0.00 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 2,609 | 2,609 | D |
| Performance UnitsF9 | $0.00 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 4,784 | 4,784 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- F2Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.
- F3On July 30, 2015, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- F4On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- F5On July 31, 2014, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- F6On August 19, 2013, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- F7On September 9, 2014, the reporting person was granted a restricted stock unit award vesting in equal annual installments on the first, second and third anniversaries of the award.
- F8On July 31, 2014, the reporting person was granted a performance unit award vesting on March 31, 2017. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.
- F9On September 9, 2014, the reporting person was granted a performance unit award vesting on March 31, 2017. The actual number of shares earned in settlement of the award depends on the achievement of certain predetermined performance goals and ranges from 0% below target to 200% at maximum. The number of shares reflected on this filing represents the remaining unvested performance units at the target performance level.