SEC Form 4 · accession 0001489096-16-000098
Thermon Group Holdings, Inc. · THR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Sorrentino
Director
Period of report
Oct 1, 2015
Accepted (ET)
Jan 6, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | A | 690 | $0.00 | A | 25,768 | D | |
| Common StockF2 | Oct 1, 2015 | S$0 | 1,000 | $0.00 | D | 24,768 | D | |
| Common StockF1 | Jan 4, 2016 | A | 826 | $0.00 | A | 25,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.20 | holding | — | — | — | May 4, 2011 | Oct 27, 2020 | Common Stock | 16,358 | 16,358 | D |
Explanation of responses
- F1Award pursuant to Issuer's Non-Employee Director Compensation Program.
- F2Transaction pursuant to a Rule 10b5-1 plan.
- F3Options vested and became exercisable in connection with the Issuer's initial public offering.