SEC Form 4/A · accession 0000908834-15-000024
Scio Diamond Technology Corp · SCIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Jun 23, 2014
Accepted (ET)
Jan 15, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 23, 2014 | J | 458,562 | $0.00 | A | 3,291,895 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transferred to the Reporting Person pursuant to a settlement agreement (the "Settlement Agreement") by and among Edward S. Adams, Michael R. Monahan, Gerald McGuire, James Korn, Bruce Likly, Theodorus Strous, and Robert C. Linares, their present and past affiliates, such as Apollo Diamond, Inc., Apollo Diamond Gemstone Corporation, Adams Monahan LLP, Focus Capital Group, Inc. and Oak Ridge Financial Services Group, Inc., family members and spouses (the "Adams Group"), and Thomas P. Hartness, Kristoffer Mack, Paul Rapello, Glen R. Bailey, Marsha C. Bailey, Kenneth L. Smith, Bernard M. McPheely, James Carroll, Robert M. Daisley, Ben Wolkowitz, Craig Brown, Ronnie Kobrovsky, Lewis Smoak, Brian McPheely, Mark P. Sennott, the Sennott Family Charitable Trust, and their affiliates (the "Save Scio Group"), pursuant to which Messrs. Adams and Monahan agreed to each transfer 1,000,000 shares of common stock of the Issuer allocable in the aggregate as follows: 1,000,000 shares to
- F2(Footnote 1 continued) the Save Scio Group and 1,000,000 shares to the Issuer. The reported number discloses the Reporting Person's allocable distribution of such shares as a member of the Save Scio Group.
Remarks
Remarks: This Form 4/A amends the Form 4 filing dated December 23, 2014, to correct the amount of securities beneficially owned following the reported transaction.