SEC Form 4/A · accession 0001140361-18-032901
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jay S Sidhu
Officer — Chairman & CEO · Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 19, 2018 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F4 | Jul 2, 2018 | A | 13,163 | $0.00 | A | 1,284,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 3, 2018, the reporting person filed a Form 4 reporting a grant of 42,781 shares, which mistakenly included 29,618 performance-based shares that had not yet been earned under the award. This Amendment corrects the number of shares granted under the award to remove such performance-based shares.
- F2Grant of restricted stock award, with shares vesting in accordance with the terms of the 2018 Long Term Incentive Plan.
- F3Includes 209,491 Restricted Stock Units.
- F4Includes 3,396 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.