SEC Form 4 · accession 0001140361-17-012150
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Burkey
Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | A | 874 | $32.82 | A | 34,171 | D | |
| Common StockF2 | Mar 13, 2017 | S | 9,776 | $33.20 | D | 977 | I | By BB Investment Group |
| Common Stock | holding | — | — | — | 2,811 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock was issued to the reporting person in lieu of cash for director compensation for Q1 2017.
- F2This transaction was executed in multiple trades at prices ranging from $33.18 to $33.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.