SEC Form 4 · accession 0001140361-17-009456
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Sidhu
Officer — Chairman & CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 27, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 16, 2017 | F | 8,864 | $35.36 | D | 773,566 | D | |
| Common StockF3,F4 | Feb 20, 2017 | F | 1,469 | $34.99 | D | 772,097 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for taxes upon vesting of previously issued restricted stock award.
- F2Includes 139,969 Restricted Stock Units.
- F3Includes 2,046 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.
- F4Includes 136,429 Restricted Stock Units.