SEC Form 4/A · accession 0001140361-17-000967
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jay S Sidhu
Officer — Chairman & CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 6, 2017 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2016 | G | 69,000 | $0.00 | D | 877,367 | D | |
| Common StockF4 | Dec 31, 2016 | F | 96,501 | $35.82 | D | 780,866 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a charitable donation by the reporting person.
- F2Includes 401,703 Restricted Stock Units.
- F3Shares withheld for taxes upon vesting of previously issued restricted stock award.
- F4Includes 168,899 Restricted Stock Units.
Remarks
This Amendment is being filed to correct the holdings of the reporting person. An earlier filed Form 4 was inadvertently re-filed.