SEC Form 4 · accession 0001140361-16-070832
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Burkey
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 27, 2016 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | A | 874 | $25.25 | A | 31,549 | D | |
| Common Stock | holding | — | — | — | 2,811 | I | By Spouse | |
| Common Stock | holding | — | — | — | 10,753 | I | By BB Investment Group |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $21.38 | holding | — | — | — | Jun 30, 2012 | Dec 31, 2017 | Common Stock | 6,413 | 6,413 | D |
| Warrants | $73.01 | holding | — | — | — | Jun 30, 2012 | Dec 31, 2017 | Common Stock | 1,827 | 1,827 | D |
Explanation of responses
- F1This stock was issued to the reporting person in lieu of cash for director compensation for Q2 2016