SEC Form 4 · accession 0001140361-16-068797
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bhanu Choudhrie
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | X | 13,628 | $9.55 | A | 924,777 | I | By Lewisburg LLC |
| Common Stock | holding | — | — | — | 13,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $9.55 | Jun 3, 2016 | X | 13,628 | D | Jun 30, 2009 | Jun 30, 2016 | Common Stock | 13,628 | 0 | I |
| Warrants | $9.55 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2017 | Common Stock | 21,987 | 21,987 | I |