SEC Form 4 · accession 0001140361-15-042896
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Lawrence Way
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | A | 2,293 | $15.00 | A | 240,197 | D | |
| Common Stock | Nov 24, 2015 | A | 205 | $9.55 | A | 240,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $15.00 | Nov 24, 2015 | X | 2,293 | D | Jun 30, 2009 | Jun 30, 2016 | Common Stock | 2,293 | 0 | D |
| Warrants | $9.55 | Nov 24, 2015 | X | 205 | D | Jun 30, 2009 | Jun 30, 2016 | Common Stock | 205 | 0 | D |