SEC Form 4 · accession 0001140361-15-035137
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Lawrence Way
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 15, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | A | 874 | $25.32 | A | 237,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $14.85 | holding | — | — | — | Jun 30, 2009 | Jun 30, 2016 | Common Stock | 2,293 | 2,293 | D |
| Warrants | $9.45 | holding | — | — | — | Jun 30, 2009 | Jun 30, 2016 | Common Stock | 205 | 205 | D |
Explanation of responses
- F1This stock was issued to the reporting person in lieu of cash for director compensation.