SEC Form 4 · accession 0001140361-15-022690
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E. Wahlman
Officer — CFO & Exec. VP
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | P | 12,600 | $25.094 | A | 57,033 | D | |
| Common StockF2 | May 29, 2015 | P | 4,400 | $25.057 | A | 61,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $17.65 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2024 | Common Stock | 22,000 | 22,000 | D |
| Stock Options (right to buy) | $15.62 | holding | — | — | — | Aug 5, 2018 | Aug 5, 2023 | Common Stock | 22,000 | 22,000 | D |
Explanation of responses
- F1This price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $25.02 to $25.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $24.98 to $25.16. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.