SEC Form 4 · accession 0001140361-15-011406
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Issa
Officer — Exec VP/Chief Lending Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 11, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | A | 6,810 | $0.00 | A | 12,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.65 | holding | — | — | — | Feb 20, 2019 | Feb 20, 2024 | Common Stock | 5,500 | 5,500 | D |
| Stock Options | $13.62 | holding | — | — | — | Apr 29, 2018 | Apr 29, 2023 | Common Stock | 11,000 | 11,000 | D |
Explanation of responses
- F1Grant of restricted stock award, with shares vesting in accordance with the terms of the award.