SEC Form 4 · accession 0001140361-15-010366
Customers Bancorp, Inc. · CUBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E. Wahlman
Officer — CFO&Executive Vice President
Period of report
Feb 20, 2014
Accepted (ET)
Mar 5, 2015 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2014 | A | 1,017 | $0.00 | A | 31,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $19.42 | Feb 20, 2014 | A | 20,000 | A | Feb 20, 2019 | Feb 20, 2024 | Common Stock | 20,000 | 20,000 | D |
| Stock Options (right to buy) | $17.18 | holding | — | — | — | Aug 5, 2018 | Aug 5, 2023 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Grant of restricted stock award in connection with 2014 performance bonus, with shares vesting in accordance with the terms of the award. A portion of this grant was provided in lieu of a cash bonus payment.