SEC Form 3 · accession 0001097362-15-000003
ClearBridge MLP & Midstream Fund Inc. · CEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 8, 2015
Accepted (ET)
Jan 14, 2015 · 8:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 3.85% Series A Mandatory Redeemable Preferred Stock | holding | — | — | — | 150 | D | ||
| 3.85% Series A Mandatory Redeemable Preferred StockF1 | holding | — | — | — | 150 | I | See Footnote 1. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.