SEC Form 4 · accession 0001209191-18-012313
Foundation Medicine, Inc. · FMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A. Miller
Officer — Chief Medical Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | M | 2,633 | $4.16 | A | 95,955 | D | |
| Common StockF1,F2 | Feb 20, 2018 | S | 2,633 | $76.87 | D | 93,322 | D | |
| Common Stock | Feb 20, 2018 | M | 9,375 | $7.12 | A | 102,697 | D | |
| Common StockF1,F2 | Feb 20, 2018 | S | 9,375 | $76.87 | D | 93,322 | D | |
| Common StockF1,F2 | Feb 20, 2018 | S | 20,000 | $76.87 | D | 73,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.16 | Feb 20, 2018 | M | 2,633 | D | — | Mar 7, 2023 | Common Stock | 2,633 | 0 | D |
| Stock Option (right to guy)F4 | $7.12 | Feb 20, 2018 | M | 9,375 | D | — | May 21, 2023 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.
- F2The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.15 to $78.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- F3The option was granted on March 7, 2013 and vested in equal quarterly installments beginning on June 7, 2013 until fully vested on March 7, 2017.
- F4This stock option was granted on May 21, 2013 and vested in equal quarterly installments beginning on April 1, 2014 until fully vested on January 1, 2018.