SEC Form 4 · accession 0001488139-18-000090
Ameresco, Inc. · AMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Chiplock
Officer — Vice President & Interim CFO
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 2, 2018 | M | 2,500 | $6.79 | A | 2,500 | D | |
| Class A Common Stock | Nov 2, 2018 | S | 2,500 | $15.71 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F1 | $6.79 | Nov 2, 2018 | M | 2,500 | D | — | Jul 22, 2024 | Class A Common Stock | 2,500 | 19,000 | D |
Explanation of responses
- F1Of the shares subject to this option, 16,500 were vested as of the date hereof and the remainder will vest on July 23, 2019.