SEC Form 4 · accession 0001488139-18-000072
Ameresco, Inc. · AMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis P Maltezos
Officer — Executive Vice President
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 19, 2018 | M | 5,000 | $6.06 | A | 35,000 | D | |
| Class A Common StockF2 | Sep 19, 2018 | S | 5,000 | $13.58 | D | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F3 | $6.06 | Sep 19, 2018 | M | 5,000 | D | — | Jul 22, 2019 | Class A Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.70, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Of the shares subject to the option, 20% vest on July 22, 2010, and the remainder vest in 16 equal quarterly installments thereafter.