SEC Form 4 · accession 0001488139-17-000016
Ameresco, Inc. · AMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis P Maltezos
Officer — Executive Vice President
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 4, 2017 | M | 23,175 | $4.22 | A | 23,175 | D | |
| Class A Common StockF2 | Apr 4, 2017 | S | 23,175 | $6.27 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F3 | $4.22 | Apr 4, 2017 | M | 23,175 | D | — | Jul 25, 2017 | Class A Common Stock | 23,175 | 92,700 | D |
Explanation of responses
- F1The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.45, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Of the shares subject to the option, 20% vested on July 25, 2008, and the remainder vested in 16 equal quarterly installments thereafter.