SEC Form 4 · accession 0001488139-17-000015

Ameresco, Inc. · AMRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Mar 21, 2017

Accepted (ET)

Mar 23, 2017 · 5:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001488139

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 21, 2017	M	23,175	$4.22	A	23,175	D
Class A Common Stock^F2	Mar 21, 2017	S	23,175	$5.84	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to purchase)^F3	$4.22	Mar 21, 2017	M	23,175	D	—	Jul 25, 2017	Class A Common Stock	23,175	115,875	D

F1The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $6.10, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3Of the shares subject to the option, 20% vested on July 25, 2008, and the remainder vested in 16 equal quarterly installments thereafter.