SEC Form 4 · accession 0001488075-16-000251
IntraLinks Holdings, Inc. · IL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Hovsepian
Officer — President & CEO · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 9:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | M | 10,939 | — | A | 735,300 | D | |
| Common Stock | Oct 31, 2016 | F | 5,148 | $9.34 | D | 730,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Oct 31, 2016 | M | 5,209 | D | Oct 31, 2016 | Oct 31, 2016 | Common Stock | 5,209 | 20,833 | D |
| Restricted Stock UnitsF1 | $0.00 | Oct 31, 2016 | M | 3,646 | D | Oct 31, 2016 | Oct 31, 2016 | Common Stock | 3,646 | 58,333 | D |
| Restricted Stock UnitsF1 | $0.00 | Oct 31, 2016 | M | 2,084 | D | Oct 31, 2016 | Oct 31, 2016 | Common Stock | 2,084 | 58,333 | D |
Explanation of responses
- F1Each restricted stock unit was the economic equivalent of one share of the Issuer's common stock. The reporting person settled the vested restricted stock units for shares of the Issuer's common stock.
- F2Shares were withheld from the Reporting Person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock units described in this Form 4.