SEC Form 4 · accession 0001144204-16-103736
ATOSSA GENETICS INC · ATOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shu-Chih Chen
Director · 10% Owner
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.263 | May 18, 2016 | A | 151,516 | A | — | May 18, 2026 | Common Stock | 151,516 | 151,516 | D |
Explanation of responses
- F1The options shall vest on a quarterly basis over the next 12 months.