SEC Form 4 · accession 0001144204-15-017081
ATOSSA GENETICS INC · ATOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Quay
Officer — President and CEO · Director · 10% Owner
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2,F3 | $1.88 | Mar 16, 2015 | A | 275,000 | A | — | Mar 16, 2025 | Common Stock | 275,000 | 275,000 | D |
Explanation of responses
- F1Represents the maximum number of shares issuable pursuant to the stock option grant.
- F2Vests and becomes exercisable on a quarterly basis over a four-year period.
- F3Stock option has a maximum 10-year term.