SEC Form 4 · accession 0001209191-18-019022
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T. Paul
Officer — SVP - Technology
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 9:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | A | 3,289 | $0.00 | A | 24,064 | D | |
| Common StockF2 | Mar 12, 2018 | A | 1,348 | $0.00 | A | 25,412 | D | |
| Common StockF3 | Mar 12, 2018 | D | 274 | $0.00 | D | 25,138 | D | |
| Common StockF4 | Mar 12, 2018 | F | 1,645 | $27.95 | D | 23,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent shares of Common Stock issuable upon settlement of the time-based portion of restricted stock units which vest in four equal annual installments with the vesting dates beginning March 12, 2019 and ending March 12, 2022.
- F2Represent shares of Common Stock issued upon settlement of the performance-based portion of restricted stock units granted on March 9, 2015 and March 3, 2016 based on the Compensation Committee determination that the 2017 performance targets were met.
- F3274 shares were forfeited from the 2014 grant for failure to meet 100% of 2017 performance targets.
- F4Shares withheld by the Issuer in payment of the withholding tax liability. The amount of shares withheld is based on the closing price on March 12, 2018.