SEC Form 4 · accession 0001209191-18-019019
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K Barber
Officer — Chief Executive Officer · Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | A | 15,430 | $0.00 | A | 70,121 | D | |
| Common StockF2 | Mar 12, 2018 | A | 4,614 | $0.00 | A | 74,735 | D | |
| Common StockF3 | Mar 12, 2018 | D | 711 | $0.00 | D | 74,024 | D | |
| Common StockF4 | Mar 12, 2018 | F | 5,455 | $27.95 | D | 68,569 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent shares of Common Stock issuable upon settlement of the time-based portion of restricted stock units which vest in four equal annual installments with the vesting dates beginning March 12, 2019 and ending March 12, 2022.
- F2Represent shares of Common Stock issued upon settlement of the performance-based portion of restricted stock units granted on March 9, 2015, June 20, 2015 and March 3, 2016 based on the Compensation Committee determination that the 2017 performance targets were met.
- F3711 shares were forfeited from the 2014 grant for failure to meet 100% of 2017 performance targets.
- F4Shares withheld by the Issuer in payment of the withholding tax liability. The amount of shares withheld is based on the closing price on March 12, 2018.