SEC Form 4 · accession 0001209191-17-022329
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathel John Fontana III
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | J | 2,599 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 13, 2016, the Issuer granted to the Reporting Person, a director of the Issuer and representative of Black Diamond Capital Management, L.L.C. ("BDCM, LLC"), restricted stock units which vested on March 12, 2017. The Reporting Person transferred the shares to BDCM, LLC pursuant to applicable BDCM, LLC policy.