SEC Form 4 · accession 0001209191-16-133092
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard R Phillips III
Director
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2016 | F | 2,298 | $0.00 | D | 11,782 | D | |
| Common StockF2 | holding | — | — | — | 1,500 | I | By Bernard R.Phillips III Revocable Trust | |
| Common StockF3 | holding | — | — | — | 1,500 | I | By Nancy L. Phillips Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were forfeited upon Mr. Phillips's retirement from the board of directors.
- F2The securities are owned directly by the Bernard R. Phillips III Revocable Trust and indirectly by the Reporting Person and his spouse as co-trustee. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities but disclaim beneficial ownership of the reported securities except to the extent of his and his wife's pecuniary interest therein.
- F3The securities are owned directly by the Nancy L. Phillips Revocable Trust and indirectly by the Reporting Person and his spouse as co-trustee. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities but disclaim beneficial ownership of the reported securities except to the extent of his and his wife's pecuniary interest therein.