SEC Form 4 · accession 0001209191-16-108287
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K Barber
Officer — Chief Executive Officer · Director
Period of report
Mar 12, 2016
Accepted (ET)
Mar 14, 2016 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2016 | F | 3,125 | $23.07 | D | 37,394 | D | |
| Common StockF2 | Mar 12, 2016 | D | 840 | $0.00 | D | 36,554 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer in payment of the withholding tax liability. The amount of shares withheld is based on the closing price on March 11, 2016.
- F2127 shares were forfeited from the 2013 grant for failure to meet 100% of 2015 performance target and 713 shares were forfeited from the 2014 grant for failure to meet 100% of 2015 performance target.