SEC Form 4 · accession 0001181431-15-004657
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T. Paul
Officer — SVP - Technology
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | D | 194 | $0.00 | D | 17,850 | D | |
| Common StockF2 | Mar 12, 2015 | F | 1,442 | $26.00 | D | 16,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F199 shares were forfeited from the 2011 grant for failure to meet 100% of 2014 performance targets, 21 shares were forfeited from the 2012 grant for failure to meet 100% of 2014 performance targets and 74 shares were forfeited from the 2013 grant for failure to meet 100% of 2014 performance targets.
- F2Shares withheld by the Issuer in payment of the withholding tax liability. The amount of shares withheld is based on the closing price on March 12, 2015.