SEC Form 4 · accession 0001140361-15-024130
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Robert Webster
10% Owner
Paul Mellinger
10% Owner
Twin Haven Capital Partners, L.L.C.
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1,F2 | $14.00 | Jun 10, 2015 | P | 47,772 | A | Jun 10, 2015 | Oct 28, 2015 | Common Stock | 47,772 | 47,772 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F2See Exhibit 99.1; Note 2.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures