SEC Form 4 · accession 0001493152-15-004006

DIGILITI MONEY GROUP, INC. · DGLT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Tiburon Opportunity Fund, L.P.

10% Owner

Bortel Investment Management LLC

10% Owner

Peter Bortel

10% Owner

Period of report

Jun 1, 2015

Accepted (ET)

Aug 25, 2015 · 6:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001487906

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	Jun 1, 2015	P$0	1,301,717	$0.00	A	2,372,900	I	See footnote
Common stock^F1	Jun 8, 2015	P	600	$0.3992	A	2,373,500	I	See footnote
Common stock^F1	Jun 9, 2015	P	715	$0.40	A	2,374,215	I	See footnote
Common stock^F1	Jun 10, 2015	P	12,500	$0.366	A	2,386,715	I	See footnote
Common stock^F1	Jun 12, 2015	P	102	$0.51	A	2,386,817	I	See footnote
Common stock^F1	Jun 16, 2015	P	398	$0.46	A	2,387,215	I	See footnote
Common stock^F1	Jun 22, 2015	P	2,000	$0.42	A	2,389,215	I	See footnote
Common stock^F1	Jun 23, 2015	P	2,000	$0.4499	A	2,391,215	I	See footnote
Common stock^F1	Jun 24, 2015	P	9,000	$0.4058	A	2,400,215	I	See footnote
Common stock^F1	Jun 25, 2015	P	6,000	$0.40	A	2,406,215	I	See footnote
Common stock^F1	Jun 30, 2015	P	2,000	$0.465	A	2,408,215	I	See footnote
Common stock^F1	Jul 1, 2015	P	500	$0.5999	A	2,408,715	I	See footnote
Common stock^F1	Jul 2, 2015	P	500	$0.4799	A	2,409,215	I	See footnote
Common stock^F1	Jul 8, 2015	P	1,000	$0.40	A	2,410,215	I	See footnote
Common stock^F1	Jul 10, 2015	P	1,000	$0.39	A	2,411,215	I	See footnote
Common stock^F1	Jul 13, 2015	P	1,000	$0.35	A	2,412,215	I	See footnote
Common stock^F1	Jul 14, 2015	P	2,802	$0.3583	A	2,415,017	I	See footnote
Common stock^F1	Jul 22, 2015	P	500	$0.4399	A	2,415,517	I	See footnote
Common stock^F1	Jul 23, 2015	P	1,000	$0.45	A	2,416,517	I	See footnote
Common stock^F1	Jul 27, 2015	P	800	$0.4463	A	2,417,317	I	See footnote
Common stock^F1	Jul 28, 2015	P	2,000	$0.4075	A	2,419,317	I	See footnote
Common stock^F1	Aug 3, 2015	P	1,000	$0.40	A	2,420,317	I	See footnote
Common stock^F1	Aug 4, 2015	P	500	$0.43	A	2,420,817	I	See footnote
Common stock^F1	Aug 5, 2015	P	500	$0.43	A	2,421,317	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Convertible preferred stock^F2,F1	$0.45	Jun 3, 2015	P	2,500	A	Jun 3, 2015	Jun 3, 2020	Common stock	555,556	2,500	I
Warrant to purchase common stock^F2,F1	$0.4816	Jun 3, 2015	P	571,038	A	Jun 3, 2015	Jun 3, 2020	Common stock	571,038	571,038	I

Explanation of responses

F1Tiburon Opportunity Fund, L.P. (the "Stockholder"), Bortel Investment Management LLC (the "General Partner"), and Peter Bortel are collectively referred to herein as the "Reporting Persons." The Stockholder directly owns the securities reported herein. The General Partner is the general partner of the Stockholder. Mr. Bortel is the managing member of the General Partner and controls the General Partner's activities. The General Partner and Mr. Bortel may be deemed to have beneficial ownership of the securities reported herein.
F2Tiburon Opportunity Fund, L.P. effected a private purchase for $250,000 of 2,500 shares of convertible preferred stock (convertible into 555,556 shares of common stock) and a warrant to purchase 571,038 shares of common stock.