SEC Form 4 · accession 0001209191-16-152520
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Davis
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 30, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $4.94 | Nov 28, 2016 | A | 16,667 | A | Nov 28, 2016 | Nov 28, 2021 | Common Stock | 16,667 | 16,667 | D |
| Warrant to Purchase Common Stock | $4.94 | Nov 14, 2016 | G | 16,667 | D | Jul 31, 2016 | Jul 31, 2020 | Common Stock | 16,667 | 0 | D |
Explanation of responses
- F1Pursuant to a Note Payable agreement, dated February 11, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.