SEC Form 4 · accession 0001209191-16-148967
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael John Hanson
Director
Period of report
Oct 8, 2016
Accepted (ET)
Nov 9, 2016 · 9:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $4.94 | Oct 8, 2016 | A | 8,334 | A | Oct 8, 2016 | Oct 8, 2021 | Common Stock | 8,334 | 8,334 | D |
| Warrant to Purchase Common StockF1 | $4.94 | Nov 7, 2016 | A | 8,334 | A | Nov 7, 2016 | Nov 7, 2021 | Common Stock | 8,334 | 8,334 | D |
Explanation of responses
- F1Pursuant to a Note Payable agreement, dated February 11, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.