SEC Form 4 · accession 0001209191-16-141699
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Davis
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 9:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | M | 50,608 | $4.94 | A | 327,238 | D | |
| Common Stock | holding | — | — | — | 1,805 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $4.94 | Sep 15, 2016 | M | 17,043 | D | Feb 3, 2015 | Feb 3, 2020 | Common Stock | 17,043 | 0 | D |
| Warrant to Purchase Common Stock | $4.94 | Sep 15, 2016 | M | 31,979 | D | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 31,979 | 0 | D |
| Warrant to Purchase Common Stock | $4.94 | Sep 15, 2016 | M | 1,586 | D | Jun 3, 2015 | Jun 3, 2020 | Common Stock | 1,586 | 28,870 | D |
| Warrant to Purchase Common Stock | $4.94 | Sep 15, 2016 | A | 55,669 | A | Sep 15, 2016 | Sep 15, 2020 | Common Stock | 55,669 | 55,669 | D |