SEC Form 4 · accession 0001209191-16-124694
DIGILITI MONEY GROUP, INC. · DGLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Davis
Director
Period of report
May 30, 2016
Accepted (ET)
Jun 1, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487906
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1 | $0.329 | May 30, 2016 | A | 75,000 | A | May 30, 2016 | May 30, 2021 | Common Stock | 75,000 | 75,000 | D |
| Warrant to Purchase Common StockF2 | $0.329 | May 31, 2016 | A | 75,000 | A | May 31, 2016 | May 31, 2021 | Common Stock | 75,000 | 75,000 | D |
| Warrant to Purchase Common StockF3 | $0.329 | May 31, 2016 | A | 250,000 | A | May 31, 2016 | May 31, 2021 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Pursuant to a Demand Promissory Note agreement, dated May 9, 2016, amended May 23, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the amended terms of the Demand Promissory Note.
- F2Pursuant to a Demand Promissory Note agreement, dated May 10, 2016, amended May 23, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the amended terms of the Demand Promissory Note.
- F3Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.